证券管理法

出版时间：2003-9-19  出版社：中信出版社  作者：James D.Cox,Donald C.Langevoort,Robert W.Hillman  页数：1288  字数：1665000  

内容概要

本书是美国哈佛、耶鲁等一流大学法学院广为推崇的证券管理法课程教学用书，作者均为有渊博理论知识和丰富实践经验的著名教授。本书系统地介绍了美国的证券监管制度，涵盖了证券管理法领域法律的、机构的主要内容及热点、难点问题。全书内容组织模块化，独立成章，大量问题和难点的提出支持苏格拉底式的教学方式。第三版反映了电子信息技术在证券交易中的新展，重点阐述了内幕交易、跨国证券欺诈、豁免交易、公募、二次分销等问题。

书籍目录

ContentsPrefaceAcknowledgmentsChapter 1 The Legal and Institutional Framework of Securities RegulationChapter 2 Inquiries in to the Materiality of InformationChapter 3 The Definition of a SecurityChapter 4 The Public OfferingChapter 5 Exempt TransactionsChapter 6 Secondary DistributionsChapter 7 Recapitalizations，Reorganizations，and AcquisitionsChapter 8 Exempt SecuritiesChapter 9 Liability Under the Securities ActChapter 10 The Securities Exchange Act of 1934：Markets and InformationChapter 11 Fraud in Connetion with the Purchase or sale of a SecruityChapter 12 The Enforcement of the Securities LawsChapter 13 The Regulation of Insider TradingChapter 14 Shareholder Voting and Going-Private TransactionsChapter 15 cORporate TakeoversChapter 16 Regulation of the Securities Markets and Broker-DealersChapter 17 The Investment Advisers and Investment Company Acts of 1940Chapter 18 Transnational Fraud and the Reach of U.S.Securities LawsTable of CasesIndex

用户评论 (总计1条)

•   很厚的书，也是很好的书